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New Proposed SEC Rule to Impact Third-Party Providers Engaging service providers and outsourcing various functions is a routine part of running an effective business. Fund companies regularly rely on service provider relationships to fulfill various functions, including valuation, investor reporting, regulatory compliance, and trade implementation. No firm can do it all in-house, nor would it...

Part I: The Past and the Potential of Cloud-Based Solutions in the Financial Services Industry  By Colt Younger, Delta Data, Senior Vice President, Product This is the first installment in a three-part series that explores Cloud Technology and the Financial Services Industry. In addition to this entry, which addresses the slow acceptance of cloud-based solutions...

Importance of Building a Strong Intermediary Oversight Program Oversight is one of the hottest topics in the mutual fund industry today. While the SEC sweeps have come and gone, fund boards still have a high interest in dealer oversight as well as how that oversight operates. An effective Intermediary Oversight program gives you the ability...

Five Steps to Prepare for Mutual Fund Dividend Season For banks, record keepers, broker dealers, insurance companies, and financial professionals in the pooled investment fund industry, the periodic distribution events in December, as well as those scheduled through the rest of the year, can make for an overwhelming process to track. As we previously discussed,...

Fee Management Too Crucial to Rely on Inefficient Manual Processes By Jason Davenport, Delta Data  Intermediary fee payments are one of the top expenses in the mutual fund industry, accounting for as much as 40 percent of a firm’s total annual expenses. The complexity and the volume of these fees continues to increase, which means it’s...

Top Takeaways from 2022 ICI Tech Summit Delta Data attended and exhibited at the inaugural Investment Company Institute (ICI) Tech Summit in Dallas, Texas November 8-9, 2022, which explored the current and emerging technologies across all aspects of asset management while providing an excellent opportunity to connect with clients and industry partners. The two-day conference...

Dividend Calendar Tools Help Pooled Investment Industry Navigate Tsunami of December Distribution Events Dividend payouts can quickly snowball, creating a perfect storm of events that create opportunities for missed distribution events and make employee time allocation difficult, especially during December and the holiday season. For financial institutions facing this annual challenge, there are tools available...

Delta Data is set to attend and exhibit at the Investment Company Institute’s (ICI) Tech Summit in Dallas, Texas November 8-9, 2022. This will be the first-ever ICI event for leaders and professionals in financial technology, and Delta Data looks forward to being part of the conversation.   This inaugural ICI Tech Summit will explore the...

There is a saying that information is power, which is why big data has become such an important part of the financial world. That includes the mutual fund industry, where having access to real-time investment data can provide distributors with a major competitive advantage.  While having access to a tremendous amount of data is great...

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