Press and News

By Bradley Saacks February 8, 2018 – By Delta Data’s estimates, the typical broker-dealer sifts through more than 21,000 e-mails every year, piecing together information about changes to funds ranging from portfolio manager retirements to breakpoint tweaks. Read the full article here.

Columbus, GA – February 7, 2018 – Delta Data, a leading provider of software and data management solutions for the mutual fund industry, today announced the launch of FundBlast™, a transformational digital portal for communicating mutual fund changes in real time. Developed to seamlessly facilitate the...

By Jill Gregorie December 12, 2017 – As regulators rely more and more on tech tools to detect violations and potential weaknesses in fund shops’ compliance programs, CCOs and their teams are focused attaining the programs and skills needed to aggregate and analyze data. Read the...

By Whitfield Athey July 20, 2017 – Finra has been cracking down on advisors’ share class selection in retirement and charitable accounts. Read the full article here.

By Jill Gregorie June 1, 2017 – As the nature of fee arrangements between fund manufacturers and distributors grows increasingly complex, so do the compliance concerns around monitoring them. Read the full article here.

By Jill Gregorie May 15, 2017 – Operations and compliance teams racing to prepare for new SEC reporting requirements that take effect next year may have headaches now, but shops that do it well stand to reap big rewards long- term. Read the full article here.

By Peter Ortiz January 14, 2016 – While the SEC’s new guidance on mutual fund distribution and sub-accounting fees goes a long way toward helping fund directors and advisors deal with a murky area, it falls short in one crucial way, according to industry attorneys and...

By Peter Ortiz October 15, 2015 – The first enforcement case to come from the Securities and Exchange Commission’s longstanding investigation into fees paid by fund shops to intermediaries did little to clarify the murky line between what the regulator might consider to be shareholder servicing...