Asset Management Solutions for Unparalleled Distribution Insights

Delta Data Asset Management Solutions are a comprehensive suite of oversight products for mutual fund companies that leverage distribution transparency data, integrated with reporting, analytics, and counterparty management to provide unparalleled insights.

Why Businesses Choose Delta Data for Asset Management Solutions

Delta Data Asset Management Solutions provide transparency and simplify the relationship between asset managers and the firms that distribute their funds.

Monitor Compliance More Effectively

Fully automated compliance solution delivers trade activity transparency to asset managers, ensuring market timing regulations and prospectus rules are followed
Analysis of auto-curated data is business rule-based in order to monitor for market timing events and other trade rule violations
Data is sourced directly from the NSCC, guaranteeing reliable and up-to-date trade data

Manage Fees More Efficiently

Verify accurate fee payment by comparing contractually-based fee calculations against invoice
Straight-through processing allows error-free invoices to flow directly into payables management with configurable data categories, including invoiced amount, calculated amount, advice, journal entries, etc
Detailed information, consistent rules, and payment execution ensure compliance with “Distribution in Guise” regulations that focus on differentiating the fees paid by funds and those paid by fund distributor companies

Maintain Counterparty Relationships More Easily

Centralized portal allows asset managers to track all intermediary relationships in one portal
Oversight workflow supports all counterparty interactions, such as CRM, contract management, analytics, documents, relationships, due diligence, contract activities, annual reviews, and more
Direct, encrypted communications network between asset managers and dealers provides efficiency, security, and direct operating environment integration
Enhances daily workflow requirements via Artificial Intelligence and network events

Delta Data Solutions For Asset Managers

Fee Management

Automatically extract valuable data from 1,150+ invoice formats using Artificial Intelligence
Take control of the fee approval process, as opposed to working through the vendor
Manage critical component of rules-based billing for the fund

Intermediary Oversight

Quantitatively and qualitatively evaluate counterparty relationships in one portal for better management of oversight activities
Customize and configure annual and ad-hoc counterparty review processes
Analytics provide for tailored Risk Index on which each distributor can be assessed
Enhance daily workflow requirements via Artificial Intelligence and network events

Compliance

Assess transparency data, both activity and positions, for other ad-hoc reporting and analytics
Filter out noise from false positives by flagging only transactions that require review using intelligent rule functionality
Monitor for 22c-2 excessive trading, sub-account trade rule, Blue Sky, and omnibus large trade violations

What Our Partners Have to Say About Delta Data

I will say however, that our experience to date under the ASP model has been better than I anticipated and feel it’s been a win/win situation on both sides of the equation!

ANETTE FLEMMING

Director of Trading and Clearing, Insurance Client

To date, we’ve been very impressed by both the reliability of the services Delta Data has been providing as well as with the professionalism and responsiveness of your entire team! I feel that this truly has been a great partnership.

JENNIFER DOE

Director of Trading and Clearing, Insurance Client

Trade Manage has been awesome for us.

ROBERT JONES

SVP, Trust Client

Benefits of Partnering with Delta Data for Asset Managers

Learn why six of the top 10 asset managers use Delta Data to monitor and manage their intermediary relationships.

Ongoing Innovation

Ongoing innovation keeps firms ahead of the curve on new technologies and enhanced features.

Reallocation of Resources

Delta Data’s Asset Management solutions save our clients time and resources in dealing with the challenges they face with the firms that distribute their funds.

Partner with a Leader in the Pooled Funds Industry

Delta Data strives to be a strategic partner to each of our clients. Through our consultative sales approach, implementation and production, we work closely with our clients to ensure our solutions are helping them achieve their strategic goals. Each client is assigned a dedicated Relationship Manager that works as a “client advocate”, communicating with our client and our internal teams to ensure customer satisfaction.

Resources & Blogs

https://deltadata.com/wp-content/uploads/2020/02/delta-data1.png

Current schedule on Event Page

Sales: 706-321-5551

sales@deltadata.com

SERVICES

USEFUL LINKS

FREE CONSULTATION

SALES: 706-321-5551

Delta Data provides the back-end solutions that companies in the mutual funds industry use to process trillions of dollars of transactions and keep on top of their data.

Asset Management Solutions for Unparalleled Distribution Insights

Why Businesses Choose Delta Data for Asset Management Solutions

Delta Data Asset Management Solutions provide transparency and simplify the relationship between asset managers and the firms that distribute their funds.

Monitor Compliance More Effectively

Fully automated compliance solution delivers trade activity transparency to asset managers, ensuring market timing regulations and prospectus rules are followed
Analysis of auto-curated data is business rule-based in order to monitor for market timing events and other trade rule violations
Data is sourced directly from the NSCC, guaranteeing reliable and up-to-date trade data

Manage Fees More Efficiently

Verify accurate fee payment by comparing contractually-based fee calculations against invoice
Straight-through processing allows error-free invoices to flow directly into payables management with configurable data categories, including invoiced amount, calculated amount, advice, journal entries, etc
Detailed information, consistent rules, and payment execution ensure compliance with “Distribution in Guise” regulations that focus on differentiating the fees paid by funds and those paid by fund distributor companies

Maintain Counterparty Relationships More Easily

Centralized portal allows asset managers to track all intermediary relationships in one portal
Oversight workflow supports all counterparty interactions, such as CRM, contract management, analytics, documents, relationships, due diligence, contract activities, annual reviews, and more
Direct, encrypted communications network between asset managers and dealers provides efficiency, security, and direct operating environment integration
Enhances daily workflow requirements via Artificial Intelligence and network events

Delta Data Solutions For Asset Managers

Fee Management

Automatically extract valuable data from 1,150+ invoice formats using Artificial Intelligence
Take control of the fee approval process, as opposed to working through the vendor
Manage critical component of rules-based billing for the fund

Intermediary Oversight

Quantitatively and qualitatively evaluate counterparty relationships in one portal for better management of oversight activities
Customize and configure annual and ad-hoc counterparty review processes
Analytics provide for tailored Risk Index on which each distributor can be assessed
Enhance daily workflow requirements via Artificial Intelligence and network events

Compliance

Assess transparency data, both activity and positions, for other ad-hoc reporting and analytics
Filter out noise from false positives by flagging only transactions that require review using intelligent rule functionality
Monitor for 22c-2 excessive trading, sub-account trade rule, Blue Sky, and omnibus large trade violations

What Our Partners Have to Say About Delta Data

I will say however, that our experience to date under the ASP model has been better than I anticipated and feel it’s been a win/win situation on both sides of the equation!

ANETTE FLEMMING

Director of Trading and Clearing, Insurance Client

JENNIFER DOE

Director of Trading and Clearing, Insurance Client

Trade Manage has been awesome for us.

ROBERT JONES

SVP, Trust Client

Benefits of Partnering with Delta Data for Asset Managers

Learn why six of the top 10 asset managers use Delta Data to monitor and manage their intermediary relationships.

Ongoing Innovation

Ongoing innovation keeps firms ahead of the curve on new technologies and enhanced features.

Reallocation of Resources

Delta Data’s Asset Management solutions save our clients time and resources in dealing with the challenges they face with the firms that distribute their funds.

Partner with a Leader in the Pooled Funds Industry

Resources & Blogs

Current schedule on Event Page

Sales: 706-321-5551

sales@deltadata.com

SERVICES

USEFUL LINKS

FREE CONSULTATION

SALES: 706-321-5551

Delta Data provides the back-end solutions that companies in the mutual funds industry use to process trillions of dollars of transactions and keep on top of their data.

Asset Management Solutions for Unparalleled Distribution Insights

Why Businesses Choose Delta Data for Asset Management Solutions

Monitor Compliance More Effectively

Manage Fees More Efficiently

Maintain Counterparty Relationships More Easily

Delta Data Solutions For Asset Managers

What Our Partners Have to Say About Delta Data

ANETTE FLEMMING

JENNIFER DOE

ROBERT JONES

Benefits of Partnering with Delta Data for Asset Managers

Ongoing Innovation

Reallocation of Resources

Partner with a Leader in the Pooled Funds Industry

Other Solutions We Provide

Resources & Blogs

FAQ

Asset Management Solutions for Unparalleled Distribution Insights

Why Businesses Choose Delta Data for Asset Management Solutions

Monitor Compliance More Effectively

Manage Fees More Efficiently

Maintain Counterparty Relationships More Easily

Delta Data Solutions For Asset Managers

What Our Partners Have to Say About Delta Data

ANETTE FLEMMING

JENNIFER DOE

ROBERT JONES

Benefits of Partnering with Delta Data for Asset Managers

Ongoing Innovation

Reallocation of Resources

Partner with a Leader in the Pooled Funds Industry

Other Solutions We Provide

Resources & Blogs

FAQ