Asset Management Solutions for Unparalleled Distribution Insights

Delta Data Asset Management Solutions are a comprehensive suite of oversight products for mutual fund companies that leverage distribution transparency data, integrated with reporting, analytics, and counterparty management to provide unparalleled insights. 

Why Businesses Choose Delta Data for Asset Management Solutions

Delta Data Asset Management Solutions provide transparency and simplify the relationship between asset managers and the firms that distribute their funds. 

blue-stretch

Monitor Compliance More Effectively

  • Fully automated compliance solution delivers trade activity transparency to asset managers, ensuring market timing regulations and prospectus rules are followed
  • Analysis of auto-curated data is business rule-based in order to monitor for market timing events and other trade rule violations
  • Data is sourced directly from the NSCC, guaranteeing reliable and up-to-date trade data
blue-money

Manage Fees More Efficiently

  • Verify accurate fee payment by comparing contractually-based fee calculations against invoice
  • Straight-through processing allows error-free invoices to flow directly into payables management with configurable data categories, including invoiced amount, calculated amount, advice, journal entries, etc
  • Detailed information, consistent rules, and payment execution ensure compliance with “Distribution in Guise” regulations that focus on differentiating the fees paid by funds and those paid by fund distributor companies
Star-blue

Maintain Counterparty Relationships More Easily

  • Centralized portal allows asset managers to track all intermediary relationships in one portal
  • Oversight workflow supports all counterparty interactions, such as CRM, contract management, analytics, documents, relationships, due diligence, contract activities, annual reviews, and more
  • Direct, encrypted communications network between asset managers and dealers provides efficiency, security, and direct operating environment integration
  • Enhances daily workflow requirements via Artificial Intelligence and network events

Delta Data Solutions For Asset Managers

Fee Management

  • Automatically extract valuable data from 1,150+ invoice formats using Artificial Intelligence
  • Take control of the fee approval process, as opposed to working through the vendor
  • Manage critical component of rules-based billing for the fund

Intermediary Oversight

  • Quantitatively and qualitatively evaluate counterparty relationships in one portal for better management of oversight activities
  • Customize and configure annual and ad-hoc counterparty review processes
  • Analytics provide for tailored Risk Index on which each distributor can be assessed
  • Enhance daily workflow requirements via Artificial Intelligence and network events

Compliance

  • Assess transparency data, both activity and positions, for other ad-hoc reporting and analytics
  • Filter out noise from false positives by flagging only transactions that require review using intelligent rule functionality
  • Monitor for 22c-2 excessive trading, sub-account trade rule, Blue Sky, and omnibus large trade violations

What Our Partners Have to Say About Delta Data

I will say however, that our experience to date under the ASP model has been better than I anticipated and feel it’s been a win/win situation on both sides of the equation!

ANETTE FLEMMING

Director of Trading and Clearing, Insurance Client

To date, we’ve been very impressed by both the reliability of the services Delta Data has been providing as well as with the professionalism and responsiveness of your entire team! I feel that this truly has been a great partnership.

JENNIFER DOE

Director of Trading and Clearing, Insurance Client

Trade Manage has been awesome for us.

ROBERT JONES

SVP, Trust Client

Benefits of Partnering with Delta Data for Asset Managers

Learn why six of the top 10 asset managers use Delta Data to monitor and manage their intermediary relationships.

 
01

Ongoing Innovation

    Ongoing innovation keeps firms ahead of the curve on new technologies and enhanced features.

02

Reallocation of Resources

    Delta Data’s Asset Management solutions save our clients time and resources in dealing with the challenges they face with the firms that distribute their funds.

03

Partner with a Leader in the Pooled Funds Industry

    Delta Data strives to be a strategic partner to each of our clients. Through our consultative sales approach, implementation and production, we work closely with our clients to ensure our solutions are helping them achieve their strategic goals. Each client is assigned a dedicated Relationship Manager that works as a “client advocate”, communicating with our client and our internal teams to ensure customer satisfaction.

Other Solutions We Provide

Delta Data is unique in that we work with both asset managers and the firms that distribute their funds. We deliver Distribution Solutions to simplify the servicing and trading of assets in pooled investment products, streamlining the interaction between distributors and their fund company counterparts.

Resources & Blogs

FAQ

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Pellentesque tristique accumsan ex, consectetur elementum mi dictum ut. Mauris at ullamcorper enim. Nunc nisi urna, dictum vel ligula placerat, tristique luctus eros. Pellentesque eleifend dolor ac est ultricies, vitae scelerisque urna molestie.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.

FREE CONSULTATION

Delta Data provides the back-end solutions that companies in the mutual funds industry use to process trillions of dollars of transactions and keep on top of their data.

Copyright © Delta Data 1996-2021

Asset Management Solutions for Unparalleled Distribution Insights

Delta Data Asset Management Solutions are a comprehensive suite of oversight products for mutual fund companies that leverage distribution transparency data, integrated with reporting, analytics, and counterparty management to provide unparalleled insights. 

Why Businesses Choose Delta Data for Asset Management Solutions

Delta Data Asset Management Solutions provide transparency and simplify the relationship between asset managers and the firms that distribute their funds. 

blue-stretch

Monitor Compliance More Effectively

  • Fully automated compliance solution delivers trade activity transparency to asset managers, ensuring market timing regulations and prospectus rules are followed
  • Analysis of auto-curated data is business rule-based in order to monitor for market timing events and other trade rule violations
  • Data is sourced directly from the NSCC, guaranteeing reliable and up-to-date trade data
blue-money

Manage Fees More Efficiently

  • Verify accurate fee payment by comparing contractually-based fee calculations against invoice
  • Straight-through processing allows error-free invoices to flow directly into payables management with configurable data categories, including invoiced amount, calculated amount, advice, journal entries, etc
  • Detailed information, consistent rules, and payment execution ensure compliance with “Distribution in Guise” regulations that focus on differentiating the fees paid by funds and those paid by fund distributor companies
Star-blue

Maintain Counterparty Relationships More Easily

  • Centralized portal allows asset managers to track all intermediary relationships in one portal
  • Oversight workflow supports all counterparty interactions, such as CRM, contract management, analytics, documents, relationships, due diligence, contract activities, annual reviews, and more
  • Direct, encrypted communications network between asset managers and dealers provides efficiency, security, and direct operating environment integration
  • Enhances daily workflow requirements via Artificial Intelligence and network events

Delta Data Solutions For Asset Managers

Fee Management

  • Automatically extract valuable data from 1,150+ invoice formats using Artificial Intelligence
  • Take control of the fee approval process, as opposed to working through the vendor
  • Manage critical component of rules-based billing for the fund

Intermediary Oversight

  • Quantitatively and qualitatively evaluate counterparty relationships in one portal for better management of oversight activities
  • Customize and configure annual and ad-hoc counterparty review processes
  • Analytics provide for tailored Risk Index on which each distributor can be assessed
  • Enhance daily workflow requirements via Artificial Intelligence and network events

Compliance

  • Assess transparency data, both activity and positions, for other ad-hoc reporting and analytics
  • Filter out noise from false positives by flagging only transactions that require review using intelligent rule functionality
  • Monitor for 22c-2 excessive trading, sub-account trade rule, Blue Sky, and omnibus large trade violations

What Our Partners Have to Say About Delta Data

I will say however, that our experience to date under the ASP model has been better than I anticipated and feel it’s been a win/win situation on both sides of the equation!

ANETTE FLEMMING

Director of Trading and Clearing, Insurance Client

To date, we’ve been very impressed by both the reliability of the services Delta Data has been providing as well as with the professionalism and responsiveness of your entire team! I feel that this truly has been a great partnership.

JENNIFER DOE

Director of Trading and Clearing, Insurance Client

Trade Manage has been awesome for us.

ROBERT JONES

SVP, Trust Client

Benefits of Partnering with Delta Data for Asset Managers

Learn why six of the top 10 asset managers use Delta Data to monitor and manage their intermediary relationships.

 
01

Ongoing Innovation

    Ongoing innovation keeps firms ahead of the curve on new technologies and enhanced features.

02

Reallocation of Resources

    Delta Data’s Asset Management solutions save our clients time and resources in dealing with the challenges they face with the firms that distribute their funds.

03

Partner with a Leader in the Pooled Funds Industry

    Delta Data strives to be a strategic partner to each of our clients. Through our consultative sales approach, implementation and production, we work closely with our clients to ensure our solutions are helping them achieve their strategic goals. Each client is assigned a dedicated Relationship Manager that works as a “client advocate”, communicating with our client and our internal teams to ensure customer satisfaction.

Other Solutions We Provide

Delta Data is unique in that we work with both asset managers and the firms that distribute their funds. We deliver Distribution Solutions to simplify the servicing and trading of assets in pooled investment products, streamlining the interaction between distributors and their fund company counterparts.

FAQ

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Pellentesque tristique accumsan ex, consectetur elementum mi dictum ut. Mauris at ullamcorper enim. Nunc nisi urna, dictum vel ligula placerat, tristique luctus eros. Pellentesque eleifend dolor ac est ultricies, vitae scelerisque urna molestie.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.
Lorem ipsum dolor sit amet, consectetur adipiscing elit. Ut elit tellus, luctus nec ullamcorper mattis, pulvinar dapibus leo.

FREE CONSULTATION

Delta Data provides the back-end solutions that companies in the mutual funds industry use to process trillions of dollars of transactions and keep on top of their data.

Copyright © Delta Data 1996-2021