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  Funds are seeking a controlled approach to intermediary onboarding, workflows, and document storage where they can automate oversight processes and expand comprehensive reporting capabilities. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab and KPMG...

  Automation Brings Operational Relief to Mutual Fund Industry By Cameron Routh, CEO, Delta Data  Last week, Ignites posted a video conversation I had with Sonya Swink at the NICSA Strategic Leadership Forum back in March. At the time, I was primarily thinking about the productivity loss and high-risk asset managers and distributors create by...

  While the asset management industry is constantly changing, one area that continues to be at the forefront is the importance of a modernized intermediary oversight program. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab...

  In an interview with Ignites, Delta Data CEO Cameron Routh discussed how pricing pressure has exacerbated the need for industry companies to automate their back offices. The recent trend of a challenging environment across the industry has propelled a very dramatic shift within mutual fund operations towards leveraging technology solutions. With a new demonstrative...

  In a move that could signal what’s to come for traditional open-end funds, the Securities and Exchange Commission has removed the swing pricing proposal from the money market fund reforms package. The Commission stripped the proposal from the rules amendments it originally floated in late 2021, in the face of stiff industry opposition. Instead,...

  The Securities and Exchange Commission (SEC) has proposed two rules that would require swing pricing for different types of products. Swing pricing uses a “swing factor,” expressed as a percentage of the fund’s net asset value (NAV) and intended to represent an estimate of the transaction costs, to adjust the NAV per share. Funds...

  Mergers and acquisitions activity (M&A) through the beginning of 2023 remained somewhat muted, consistent with the environment in the second half of 2022. But looking further ahead to the second half of 2023 and beyond, deal-making is likely to accelerate, according to Morgan Stanley. While the number of announcements slowed in 2022, dialogues about...

  Some of the top minds in the mutual fund industry gathered in Washington, D.C. in late May for the 2023 ICI Leadership Summit. The second year of the conference did not disappoint. The dynamic lineup of speakers delivered versatile and thought-provoking ideas for how the industry can navigate current and future challenges and opportunities....

  The challenging environment of the last few years propelled a very dramatic shift within mutual fund operations towards leveraging technology solutions and advancing technology transformation. With a renewed focus on efficiency, the industry is leaning into technology overhauls driven by automation and smart workflows. In a recent interview, a CTO of one fund servicing...

  Delta Data CEO Cameron Routh was recently featured in an interview with Ignites on the implications of the Securities and Exchange Commission’s (SEC) swing pricing proposal. Last year, the SEC proposed significant revisions that would require, among other reforms, the adoption of swing pricing and a “hard close” for transacting in fund shares. The...

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