SOLUTIONS FOR ASSET MANAGERS

Service Provider Insight

Centralize the critical functions of your service provider oversight program

Gain a deeper understanding of your service providers’ control environments with reviews of third-party audit reports, SLA performance metrics, and due diligence questionnaire responses.

mutual fund data solutions

WHAT SETS US APART

Why Businesses Choose Delta Data for Service Provider Insight

  • View SOC Analysis Results

Pinpoint relevant auditor opinions, control objectives, exceptions, complementary user entity controls (CUEC), forth-party dependencies, and complementary subservice organization controls for each service provider

 
  • Manage User Entity Controls

Add comments, link internal documentation, and schedule follow-up for each user entity control

 
  • Monitor SLA Performance

Review and manage key performance indicators from multiple providers using consolidated dashboards. Consolidate the arrary of service provider reporting into a single view that allows you to track each provider’s key metrics against your specific agreed-upon targets over time.

 
  • Streamline Due Diligence Questionnaires

Configure question sets by category, send to providers, and capture responses through a single interface

 
  • Centralize Documentation

Store all control reports, questionnaires, and other documents for up to 100 service providers

 
  • Measure TA Service Quality

Understand the performance of processing, call center, and correspondence operations in comparison to Delta Data benchmarks

As regulatory focus on third-party vendors continues to intensify, fund families need to ensure that they are effectively monitoring, outsourced activities.

For many firms, a key challenge is balancing the diverse and ever-growing network of service providers they may oversee with constant cost pressures.

Our expert team provides the solutions you need to better organize data, assess performance, and manage these critical relationships. Delta Data enables you to enhance your oversight program while streamlining the process.

Delta Data conducts in-depth, objective reviews of all third- and fourth-party control documents, categorizing every detail to ensure you receive only the data relevant to your oversight responsibilities.

This targeted reporting streamlines your process, allowing you to concentrate on higher-priority activities and save valuable time.

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