oversight management Archives

Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

September 14, 20230

Funds are seeking a controlled approach to intermediary onboarding, workflows, and document storage where they can automate oversight processes and expand comprehensive reporting capabilities. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab and KPMG...

NewsIgnites: Delta Data Nabs Fund Analysis Firm

August 24, 20230

By Sonya Swink August 24, 2023 – Delta Data has acquired National Quality Review, an analytics service that provides insights into third-party service providers for fund companies, according to a company announcement.

Press ReleasesDelta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

August 23, 20230

Strategic Move Solidifies Delta Data’s Position as an Industry Leader of Comprehensive Pooled Asset Software Solutions Columbus, GA – August 23, 2023: Delta Data, a Terminus Capital Partners company and trusted provider of pooled asset and mutual fund software solutions, proudly announces its acquisition of National Quality Review (NQR), a recognized authority in delivering unbiased...

Delta Data BlogWhat Does Intermediary Oversight Entail?

August 2, 20230

While the asset management industry is constantly changing, one area that continues to be at the forefront is the importance of a modernized intermediary oversight program. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab...

Delta Data BlogTechnology and Intermediary Oversight

December 20, 20220

Importance of Building a Strong Intermediary Oversight Program Oversight is one of the hottest topics in the mutual fund industry today. While the SEC sweeps have come and gone, fund boards still have a high interest in dealer oversight as well as how that oversight operates. An effective Intermediary Oversight program gives you the ability...

WhitepapersAsset Manager Intermediary Oversight Ebook

August 1, 20220

Gain a clear and comprehensive risk picture of your intermediary distributors. Delta Data’s Asset Manager Intermediary Oversight ebook provides a detailed look at building a strong intermediary oversight program, including why it’s important and the intermediaries you should focus on.

Delta Data BlogThird-Party Providers Keep Mutual Funds Ahead of the Curve

July 21, 20220

The investment management industry has seen several key changes in the past few years, with one of the most notable trends being regulator-driven changes in the mutual funds industry. Some of the significant shakeups that have sent firms scrambling have been the SEC modernization rules and the liquidity risk management program. These regulatory changes and...

Delta Data BlogDelta Data’s 5th Annual 2020 Roundtable Recap – Part II

August 24, 20200

Work from Home and the Changing Perception of Wall Street In our last post, we shared highlights from our annual 2020 roundtable. Make sure to check that out if you missed it. The final discussion involved business process execution in the age of dislocation and focused specifically on the current work from home scenario. Delta...

Delta Data BlogDelta Data’s 5th Annual 2020 Roundtable Recap

August 11, 20200

Oversight Management Delta Data’s fifth annual industry roundtable, our first large scale virtual event, brought together an assemblage of over 60 asset managers including five of the top 10 largest mutual funds complexes in the United States for a candid conversation on the current state of mutual fund management and operations in the context of...

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Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

NewsIgnites: Delta Data Nabs Fund Analysis Firm

Press ReleasesDelta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

Delta Data BlogWhat Does Intermediary Oversight Entail?

Delta Data BlogTechnology and Intermediary Oversight

WhitepapersAsset Manager Intermediary Oversight Ebook

Delta Data BlogThird-Party Providers Keep Mutual Funds Ahead of the Curve

Delta Data BlogDelta Data’s 5th Annual 2020 Roundtable Recap – Part II

Delta Data BlogDelta Data’s 5th Annual 2020 Roundtable Recap

September 14, 2023Challenges of Intermediary Oversight for Asset Managers

August 24, 2023Ignites: Delta Data Nabs Fund Analysis Firm

August 23, 2023Delta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

August 10, 2023Delta Data CEO: Automation is the Smart Solution

August 2, 2023What Does Intermediary Oversight Entail?

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