mutual fund Archives

Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

September 14, 20230

Funds are seeking a controlled approach to intermediary onboarding, workflows, and document storage where they can automate oversight processes and expand comprehensive reporting capabilities. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab and KPMG...

Press ReleasesDelta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

August 23, 20230

Strategic Move Solidifies Delta Data’s Position as an Industry Leader of Comprehensive Pooled Asset Software Solutions Columbus, GA – August 23, 2023: Delta Data, a Terminus Capital Partners company and trusted provider of pooled asset and mutual fund software solutions, proudly announces its acquisition of National Quality Review (NQR), a recognized authority in delivering unbiased...

Delta Data BlogWhat Does Intermediary Oversight Entail?

August 2, 20230

While the asset management industry is constantly changing, one area that continues to be at the forefront is the importance of a modernized intermediary oversight program. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab...

Delta Data BlogSEC Omits Swing Pricing from MMF Reforms Package

July 13, 20230

In a move that could signal what’s to come for traditional open-end funds, the Securities and Exchange Commission has removed the swing pricing proposal from the money market fund reforms package. The Commission stripped the proposal from the rules amendments it originally floated in late 2021, in the face of stiff industry opposition. Instead,...

Delta Data BlogSwing Pricing Proposal Presents Operational Challenges

June 27, 20230

The Securities and Exchange Commission (SEC) has proposed two rules that would require swing pricing for different types of products. Swing pricing uses a “swing factor,” expressed as a percentage of the fund’s net asset value (NAV) and intended to represent an estimate of the transaction costs, to adjust the NAV per share. Funds...

Delta Data BlogAutomated Solutions Minimize Disruptions of M&A Growth Strategy

June 15, 20230

Mergers and acquisitions activity (M&A) through the beginning of 2023 remained somewhat muted, consistent with the environment in the second half of 2022. But looking further ahead to the second half of 2023 and beyond, deal-making is likely to accelerate, according to Morgan Stanley. While the number of announcements slowed in 2022, dialogues about...

Delta Data Blog2023 ICI Leadership Summit Recap

June 7, 20230

Some of the top minds in the mutual fund industry gathered in Washington, D.C. in late May for the 2023 ICI Leadership Summit. The second year of the conference did not disappoint. The dynamic lineup of speakers delivered versatile and thought-provoking ideas for how the industry can navigate current and future challenges and opportunities....

Delta Data BlogAutomation Driving Mutual Fund Technology Overhaul

May 31, 20230

The challenging environment of the last few years propelled a very dramatic shift within mutual fund operations towards leveraging technology solutions and advancing technology transformation. With a renewed focus on efficiency, the industry is leaning into technology overhauls driven by automation and smart workflows. In a recent interview, a CTO of one fund servicing...

Delta Data BlogMutual Funds Urged to Review Differential Fees

April 11, 20230

Fee Management Solutions Help Funds Monitor Waivers To Protect Against Regulatory Risk Earlier this year, the staff of the SEC’s Division of Investment Management issued a bulletin cautioning mutual funds and their boards of directors about potential implications under the Investment Company Act of 1940 when fee waiver and expense reimbursement arrangements cause different...

Delta Data BlogFive Steps to Prepare for Mutual Fund Dividend Season

December 7, 20220

Five Steps to Prepare for Mutual Fund Dividend Season For banks, record keepers, broker dealers, insurance companies, and financial professionals in the pooled investment fund industry, the periodic distribution events in December, as well as those scheduled through the rest of the year, can make for an overwhelming process to track. As we previously discussed,...

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HomeTagmutual fund

Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

Press ReleasesDelta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

Delta Data BlogWhat Does Intermediary Oversight Entail?

Delta Data BlogSEC Omits Swing Pricing from MMF Reforms Package

Delta Data BlogSwing Pricing Proposal Presents Operational Challenges

Delta Data BlogAutomated Solutions Minimize Disruptions of M&A Growth Strategy

Delta Data Blog2023 ICI Leadership Summit Recap

Delta Data BlogAutomation Driving Mutual Fund Technology Overhaul

Delta Data BlogFive Steps to Prepare for Mutual Fund Dividend Season

September 14, 2023Challenges of Intermediary Oversight for Asset Managers

August 24, 2023Ignites: Delta Data Nabs Fund Analysis Firm

August 23, 2023Delta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

August 10, 2023Delta Data CEO: Automation is the Smart Solution

August 2, 2023What Does Intermediary Oversight Entail?

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