distributor operations Archives

Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

September 14, 20230

Funds are seeking a controlled approach to intermediary onboarding, workflows, and document storage where they can automate oversight processes and expand comprehensive reporting capabilities. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab and KPMG...

Delta Data BlogWhat Does Intermediary Oversight Entail?

August 2, 20230

While the asset management industry is constantly changing, one area that continues to be at the forefront is the importance of a modernized intermediary oversight program. In conjunction with Ignites, Delta Data sponsored a webcast on Modernizing Your Oversight Service Platform where Senior Vice President, Product, Colt Younger joined senior representatives from Charles Schwab...

Delta Data BlogSEC Omits Swing Pricing from MMF Reforms Package

July 13, 20230

In a move that could signal what’s to come for traditional open-end funds, the Securities and Exchange Commission has removed the swing pricing proposal from the money market fund reforms package. The Commission stripped the proposal from the rules amendments it originally floated in late 2021, in the face of stiff industry opposition. Instead,...

Delta Data BlogSwing Pricing Proposal Presents Operational Challenges

June 27, 20230

The Securities and Exchange Commission (SEC) has proposed two rules that would require swing pricing for different types of products. Swing pricing uses a “swing factor,” expressed as a percentage of the fund’s net asset value (NAV) and intended to represent an estimate of the transaction costs, to adjust the NAV per share. Funds...

Delta Data BlogDelta Data Releases New Client Knowledge and Support Center

May 3, 20230

Last month, Delta Data released a new Knowledge and Support Center, which empowers clients to get product support and helpful information when and how they need it. The new portal grants clients ownership of their individual service experience. The Knowledge Center includes a robust, searchable library of FAQs, user manuals, Help and How-To articles,...

Delta Data Blog5 Benefits of Investment Data Management Solutions

September 21, 20220

There is a saying that information is power, which is why big data has become such an important part of the financial world. That includes the mutual fund industry, where having access to real-time investment data can provide distributors with a major competitive advantage. While having access to a tremendous amount of data is great...

Delta Data BlogWhy Unplanned Market Closures Put a Strain on Distributor Operations

December 11, 20180

Unexpected market closures, like the one we experienced recently for the funeral of former President George H. W. Bush, put the mutual fund industry in a precarious position. And while they don’t occur very often, when they do — it puts operations teams under serious strain, especially on the distribution side.

HomeTagdistributor operations

Delta Data BlogChallenges of Intermediary Oversight for Asset Managers

Delta Data BlogWhat Does Intermediary Oversight Entail?

Delta Data BlogSEC Omits Swing Pricing from MMF Reforms Package

Delta Data BlogSwing Pricing Proposal Presents Operational Challenges

Delta Data BlogDelta Data Releases New Client Knowledge and Support Center

Delta Data Blog5 Benefits of Investment Data Management Solutions

Delta Data BlogWhy Unplanned Market Closures Put a Strain on Distributor Operations

September 14, 2023Challenges of Intermediary Oversight for Asset Managers

August 24, 2023Ignites: Delta Data Nabs Fund Analysis Firm

August 23, 2023Delta Data Expands Pooled Asset Solutions with Acquisition of National Quality Review

August 10, 2023Delta Data CEO: Automation is the Smart Solution

August 2, 2023What Does Intermediary Oversight Entail?

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