SOLUTIONS FOR ASSET MANAGERS
Comprehensive visibility into counterparty activities
Improve compliance, efficiency, and transparency in your oversight program with an intuitive portal and intermediary insights to better manage oversight activities.
The evolving nature of risk in a dynamic environment and an industry of rules and regulations has led to an increased investment in oversight operations by fund boards. Delta Data offers a controlled approach to intermediary monitoring, onboarding, workflows, and document storage that automates oversight processes and expands comprehensive reporting capabilities.
Why Businesses Choose Delta Data
Efficiently Manage Oversight Activies
Relationship and Counterparty Management
- Track key items across the distribution firms you work with such as contacts, documents, key activities / events
- Structured Intermediary Oversight due diligence workflow customized to match your requirements
Integrated Reporting & Analytics
- Automate dashboards & reports to help manage the day to day activities around your oversight initiatives
- Track assets, distribution fees, and trading violations across your dealer network
Intermediary (IM) INSIGHT
- In-depth review and analysis of intermediary audit reports by experienced analysts on staff
- Reporting with point-by-point intermediary comparisons that automatically highlights exceptions and gaps
Audit Report Analyses
- Trained, objective experts review all intermediary control documents so you can shift focus to higher-priority activities
- Every control detail is captured and centralized to allow for quick identification of relevant exceptions and gaps
Oversight Workflow
- Customized workflow for all counterparty interactions at every stage of the intermediary lifecycle
- Includes support for CRM, contract management, analytics, documents, relationships, due diligence, contract activities, and annual reviews
Software Portal
- Allows asset managers to manage their various counterparty relationships in a centralized portal with configurable dashboards
- Pre-configured, out-of-the-box solution for widely used registered fund distributors and the most likely counterparts
Automated Reporting & Quick Access
- Save time by automating your management and board reporting with increased accuracy and efficiency
- Repository and easy retrieval for documents including; contracts/agreements, compliance documents, billing/invoices, and others
Your Trusted Partner
Delta Data Counterparty Oversight solutions provide asset managers with must-have tools to best monitor their counterparty relationships.
- Risk Management
- Security
- Customization
- Automation
Counterparty Oversight Resources
eBook
Financial intermediary relationships are often complex arrangements and require oversight by management of the fund…
Article
Funds are seeking a controlled approach to intermediary onboarding, workflows, and document storage where they can automate oversight processes and…
Informational PDF
Improve compliance, efficiency, and transparency in your oversight program with an intuitive portal and intermediary insights…