HomeCategoryWebinars / Events Archives - DeltaData

August 26, 2019 – Watch this webinar to learn the latest production use cases on Delta Data’s platform supporting CITs and more. Watch the webinar

— STAY AHEAD OF THE CHANGE — Webinar Series Cutting Through the Noise   DOL Fiduciary Rule and Impact on Advisors & Product Selection3   On-demand webinar — 35 minutes including Q&A Watch webinar The DOL is requiring Brokers to act in the best interest of the client. What is the most effective and efficient way to...

Is Your Firm Prepared? According to ICI whitepaper regarding the DOL final rule defining “fiduciary,” certain financial intermediaries (and mutual funds in limited circumstances) may choose to resign as Broker-Dealer of Record or both Broker-Dealer of Record and Custodian. Delta Data anticipates the needs of the parties affected by the DOL Fiduciary Rule change. This...